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Our Professionals ADV and Compliance FAQ

Frequently Asked Questions

Does Quantum Capital Management receive any commission compensation on my investments?

No, Quantum receives no commissions. Our compensation is solely on asset-based management fees paid by our clients.


Are my assets safe?

Only the custodian bank or broker authorized by the client will hold cash and securities. Quantum has no access to any of the clients’ assets.


How much experience do your portfolio managers have?

At Quantum, the average investment experience per manager is over 20 years.


How does Quantum Capital Management differ from a mutual fund?

There are many advantages to custom portfolio management. Portfolios are designed to achieve your specific goals. You have direct access to an accountable portfolio manager who is making investment decisions on your behalf. For taxable accounts, we use a tax efficient management style as opposed to mutual funds, which distribute taxable capital gains annually, regardless of whether or not you have actually benefited. Our management fee is less than you would pay for the average no load mutual fund and is often tax deductible. You have a professional to give you specific guidance during both good and bad market cycles.


Who uses your services?

We serve individuals, families, trusts, corporate pensions, profit sharing plans, and non-profit organizations.


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